Testimonials

“We have implemented Subserveo to not only replace our existing reporting, but to further develop and enhance it. We can now perform surveillance electronically that we could never do on paper due to lack of infrastructure and resources.”

-Associate Compliance Director, Small US Securities Firm

“When we pitch to new customers, we use Subserveo as a differentiator for compliance. They are in important tool for winning new customers. And it has been effective.”

-President, Large US Clearing Firm

“[We had to] either add a head count, or adopt an automated compliance solution to increase staff productivity. Subserveo is more attractive financially and operationally.”

-CCO, Mid-sized Toronto-based Securities Firm

“The Subserveo program is great! It does the job and suits our needs.”

-CCO, Full Service US Broker-Dealer Firm

“I am very happy with Subserveo. Love the support staff.”

-Associate Compliance Director, New York-based Securities Firm